SEC Form 4 · accession 0001354488-15-004156
HighCom Global Security, Inc. · HCGS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J Gordon
Officer — CEO, CFO · Director
Period of report
Sep 1, 2015
Accepted (ET)
Sep 1, 2015 · 2:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001102358
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock OptionsF1,F2 | $0.009 | Sep 1, 2015 | A | 10,000,000 | A | Sep 1, 2015 | Sep 1, 2025 | Common Stock | 10,000,000 | 43,500,000 | D |
Explanation of responses
- F1OF THE 10,000,000 OPTIONS, 5,000,000 ARE IMMEDIATELY EXERCISABLE AND THE REMAINING 5,000,000 VEST OVER A PERIOD OF 5 YEARS.
- F2CONSISTS OF 21,500,000 OPTIONS, 1,250,000 WARRANTS EXPIRING JUNE 27, 2016 AND $210,000 OF NOTES, WHICH ARE NOW CONVERTIBLE AT AN ADJUSTED CONVERSION PRICE OF $.01 PER SHARE INTO 21,000,000 SHARES OF COMMON STOCK.