SEC Form 4 · accession 0001354488-15-001062
HighCom Global Security, Inc. · HCGS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J Gordon
Officer — CEO, CFO · Director
Period of report
Nov 11, 2013
Accepted (ET)
Mar 11, 2015 · 2:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001102358
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock OptionsF2,F1 | $0.01 | Nov 11, 2013 | A | 10,000,000 | A | Dec 31, 2013 | Nov 11, 2023 | Common Stock | 10,000,000 | 32,250,000 | D |
Explanation of responses
- F1Options vest at the rate of 2,000,000 shares per year commencing December 31, 2013 or sooner based upon revenue goals being achieved.
- F2Consists of 10,000,000 options, 1,250,000 warrants expiring June 27, 2016 and $210,000 of Notes, which are now convertible at an adjusted conversion price of $.01 per share into 21,000,000 shares of common stock.