SEC Form 4 · accession 0001179110-16-024928
PACWEST BANCORP · PACW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul Robert Burke
Director
Period of report
May 16, 2016
Accepted (ET)
May 17, 2016 · 7:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001102112
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 16, 2016 | A | 1,506 | $0.00 | A | 5,482 | D | |
| Common StockF1 | holding | — | — | — | 1,000 | I | By Northaven Partners, L.P. | |
| Common StockF1 | holding | — | — | — | 13,596 | I | By Northaven Partners II, L.P. | |
| Common StockF1 | holding | — | — | — | 37,076 | I | By Northaven Capital Partners, L.P. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reporting person serves as a shareholder in Northaven Management, Inc., and is a member of Northaven Associates, LLC, the general partner of each of Northaven Partners, L.P., Northaven Partners II, L.P., and Northaven Capital Partners, L.P. As such, reporting person may be deemed to have beneficial ownership of the securities owned by these entities. Reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16.