SEC Form 4 · accession 0001179110-16-024776
PACWEST BANCORP · PACW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lynn M Hopkins
Officer — EVP, Chief Accounting Officer
Period of report
May 13, 2016
Accepted (ET)
May 16, 2016 · 6:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001102112
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 13, 2016 | F | 2,643 | $37.12 | D | 56,997 | D | |
| Common Stock | holding | — | — | — | 28,303 | I | By Family Trust | |
| Common StockF3 | holding | — | — | — | 3,512 | I | By 401(k) Plan | |
| Common Stock | holding | — | — | — | 144 | I | As custodian of account for daughter | |
| Common Stock | holding | — | — | — | 146 | I | As custodian of account for son | |
| Common Stock | holding | — | — | — | 56 | I | By IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the number of shares of Issuer's common stock that Reporting Person surrendered to Issuer for the satisfaction of Reporting Person's tax withholding obligations upon the release of 7,031 shares of restricted stock on May 13, 2016.
- F2Reflects market closing price on May 13, 2016.
- F3Includes 53 shares of Issuer's common stock acquired by the Reporting Person between February 8, 2016 and May 12, 2016 under the Issuer's 401(k) plan. The information in this report is based on a plan statement dated as of May 12, 2016.