SEC Form 4 · accession 0001179110-16-019094
PACWEST BANCORP · PACW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lynn M Hopkins
Officer — EVP, Chief Accounting Officer
Period of report
Feb 10, 2016
Accepted (ET)
Feb 12, 2016 · 4:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001102112
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 10, 2016 | A | 6,612 | $0.00 | A | 59,640 | D | |
| Common Stock | holding | — | — | — | 28,303 | I | By Family Trust | |
| Common StockF1 | holding | — | — | — | 3,459 | I | By 401(k) Plan | |
| Common StockF2 | holding | — | — | — | 144 | I | As custodian of account for daughter | |
| Common StockF3 | holding | — | — | — | 146 | I | As custodian of account for son | |
| Common Stock | holding | — | — | — | 56 | I | By IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 37 shares of Issuer's common stock acquired by the Reporting Person between November 23, 2015 and February 8, 2016 under the Issuer's 401(k) plan. The information in this report is based on a plan statement dated as of February 8, 2016.
- F2Includes 2 shares of Issuer's common stock acquired between November 25, 2015 and February 8, 2016 through automatic dividend reinvestment in brokerage account.
- F3Includes 4 shares of Issuer's common stock acquired between November 25, 2015 and February 8, 2016 through automatic dividend reinvestment in brokerage account.