SEC Form 4 · accession 0001179110-15-009827
PACWEST BANCORP · PACW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Suzanne R Brennan
Officer — EVP, Chief Risk Officer
Period of report
Jun 11, 2015
Accepted (ET)
Jun 15, 2015 · 4:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001102112
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 11, 2015 | S | 705 | $47.252 | D | 0 | I | By IRA |
| Common StockF2 | Jun 11, 2015 | S | 1,000 | $47.1826 | D | 0 | I | By Spouse |
| Common Stock | holding | — | — | — | 30,385 | D | ||
| Common Stock | holding | — | — | — | 18,593 | I | Brennan Family Trust | |
| Common StockF3 | holding | — | — | — | 545 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.2501 to $47.2544, inclusive. The reporting person undertakes to provide to PacWest Bancorp, any security holder of PacWest Bancorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.1814 to $47.1844, inclusive. The reporting person undertakes to provide to PacWest Bancorp, any security holder of PacWest Bancorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
- F3Includes 5.859 shares of Issuer's common stock acquired by the Reporting Person between May 8, 2015 and June 12, 2015 under the Issuer's 401(k) plan. The information in this report is based on a plan statement dated as of June 12, 2015.