SEC Form 4 · accession 0001179110-15-007899
PACWEST BANCORP · PACW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Suzanne R Brennan
Officer — EVP, Chief Risk Officer
Period of report
May 14, 2015
Accepted (ET)
May 15, 2015 · 4:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001102112
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 14, 2015 | F | 3,365 | $46.29 | D | 30,385 | D | |
| Common Stock | holding | — | — | — | 18,593 | I | Brennan Family Trust | |
| Common StockF3 | holding | — | — | — | 539 | I | By 401(k) Plan | |
| Common Stock | holding | — | — | — | 1,000 | I | By Spouse | |
| Common Stock | holding | — | — | — | 705 | I | By IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the number of shares of Issuer's common stock that Reporting Person surrendered to Issuer for the satisfaction of Reporting Person's tax withholding obligations upon the release of 11,250 shares of restricted stock on May 14, 2015.
- F2Reflects market closing price on May 14, 2015.
- F3Includes 5.999 shares of Issuer's common stock acquired by the Reporting Person between March 5, 2015 and May 8, 2015 under the Issuer's 401(k) plan. The information in this report is based on a plan statement dated as of May 8, 2015.