SEC Form 4 · accession 0001209191-18-050409
DASAN ZHONE SOLUTIONS INC · DZSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Connors
Director
Period of report
Sep 10, 2018
Accepted (ET)
Sep 11, 2018 · 12:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001101680
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 10, 2018 | S | 3,333 | $10.24 | D | 0 | I | Footnote |
| Common Stock | holding | — | — | — | 35,515 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Price in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $10.1156 to $10.30 per share. Dr. Connors has provided to the Company and, upon request, will provide any security holder of the Company or the SEC staff information regarding the number of shares sold at each price within that range.
- F2Held by Suaimhneas LLC, of which Dr. Connors is the sole manager and his adult children are the owners.