SEC Form 4 · accession 0001209191-17-061318
DASAN ZHONE SOLUTIONS INC · DZSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Connors
Director
Period of report
Nov 15, 2017
Accepted (ET)
Nov 16, 2017 · 7:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001101680
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 15, 2016 | A | 3,082 | $0.00 | A | 28,647 | D | |
| Common StockF1 | holding | — | — | — | 3,333 | I | See Footnote 1 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares held by Suaimhneas LLC, of which Dr. Connors is the sole manager and his children are the owners.