SEC Form 4 · accession 0001209191-16-141058
DASAN ZHONE SOLUTIONS INC · DZSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kirk Misaka
Officer — CFO, Corporate Treasurer & Sec
Period of report
Sep 9, 2016
Accepted (ET)
Sep 13, 2016 · 12:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001101680
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to buy)F1 | $1.19 | Sep 9, 2016 | A | 500,000 | A | — | Sep 9, 2026 | Common Stock | 500,000 | 0 | D |
Explanation of responses
- F1The option vests in 48 equal monthly installments over the course of four years beginning on October 9, 2016.