SEC Form 4 · accession 0001209191-16-124581
DASAN ZHONE SOLUTIONS INC · DZSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Connors
Director
Period of report
May 27, 2016
Accepted (ET)
Jun 1, 2016 · 1:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001101680
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $1.17 | May 27, 2016 | A | 10,000 | A | Jun 27, 2016 | May 27, 2023 | Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1The option vests in 48 equal installments over the course of four years.