SEC Form 4 · accession 0001209191-15-078545
DASAN ZHONE SOLUTIONS INC · DZSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Morteza Ejabat
Officer — Chairman · Director
Period of report
Nov 3, 2015
Accepted (ET)
Nov 4, 2015 · 7:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001101680
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 3, 2015 | S | 7,000 | $1.3113 | D | 774,674 | I | See Footnote |
| Common Stock | holding | — | — | — | 14,100 | I | By the Salmeh Ejabat Trust | |
| Common Stock | holding | — | — | — | 14,100 | I | By the Ashlee Ann Ejabat Trust | |
| Common Stock | holding | — | — | — | 482,812 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Held by Mr. Ejabat as Trustee of the Morteza Ejabat Trust Under Declaration of Trust Dated May 18, 1998.