SEC Form 4 · accession 0001209191-15-039221
DASAN ZHONE SOLUTIONS INC · DZSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
C Richard Kramlich
Director
Period of report
May 5, 2015
Accepted (ET)
May 6, 2015 · 10:59 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001101680
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 5, 2015 | A | 10,695 | $0.00 | A | 11,074 | D | |
| Common StockF1 | May 5, 2015 | A | 15,000 | $0.00 | A | 26,074 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares vests in four (4) equal installments over the course of four years.