SEC Form 3 · accession 0001209191-15-039219
DASAN ZHONE SOLUTIONS INC · DZSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric Presworsky
Officer — Chief Technology Officer
Period of report
May 5, 2015
Accepted (ET)
May 6, 2015 · 10:58 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001101680
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 1,842 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $1.65 | holding | — | — | — | May 5, 2015 | Sep 2, 2015 | Common Stock | 10,000 | — | D |
| Stock Options (Right to Buy) | $2.70 | holding | — | — | — | May 5, 2015 | Sep 1, 2016 | Common Stock | 10,000 | — | D |
| Stock Options (Right to Buy) | $1.23 | holding | — | — | — | May 5, 2015 | Sep 1, 2017 | Common Stock | 10,000 | — | D |
| Stock Options (Right to Buy) | $1.51 | holding | — | — | — | May 5, 2015 | Sep 1, 2018 | Common Stock | 15,000 | — | D |
Remarks
/s/Laura Larsen as Power of Attorney