SEC Form 4 · accession 0001209191-15-057157
DELTA APPAREL, INC · DLA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert W Humphreys
Officer — Chairman and CEO · Director
Period of report
Jun 26, 2015
Accepted (ET)
Jun 29, 2015 · 5:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001101396
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 26, 2015 | M | 250,000 | $13.35 | A | 707,911 | D | |
| Common StockF1 | Jun 26, 2015 | F | 238,990 | $14.31 | D | 468,921 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $13.35 | Jun 26, 2015 | M | 250,000 | D | — | Jul 3, 2015 | Common Stock | 250,000 | 0 | D |
Explanation of responses
- F1The shares disposed of were withheld by Delta Apparel, Inc. for payment of the exercise price and tax liability incident to the exercise of the option referenced in Table II.
- F2This option vested and became exercisable on July 3, 2006. The option expires on July 3, 2015.