SEC Form 4 · accession 0001101396-19-000006
DELTA APPAREL, INC · DLA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert W Humphreys
Officer — Chairman and CEO · Director
Period of report
Jan 17, 2019
Accepted (ET)
Jan 22, 2019 · 5:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001101396
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $0.01 Par ValueF2 | Jan 17, 2019 | S | 1,000 | $20.40 | D | 559,688 | D | |
| Common Stock $0.01 Par ValueF3 | Jan 18, 2019 | S | 1,000 | $20.02 | D | 558,688 | D | |
| Common Stock $0.01 Par ValueF4 | Jan 22, 2019 | S | 805 | $20.41 | D | 557,883 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- F2The price reported in column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $20.16 to $20.75, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer and any security holder of the issuer full information regarding the number of shares and price at which the transactions were effected.
- F3The price reported in column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.10, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer and any security holder of the issuer full information regarding the number of shares and price at which the transactions were effected.
- F4The price reported in column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $20.33 to $20.51, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer and any security holder of the issuer full information regarding the number of shares and price at which the transactions were effected.