SEC Form 4 · accession 0001101396-16-000108
DELTA APPAREL, INC · DLA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert W Humphreys
Officer — Chairman and CEO · Director
Period of report
Nov 29, 2016
Accepted (ET)
Dec 1, 2016 · 4:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001101396
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $0.01 Par ValueF1 | Nov 29, 2016 | A | 53,248 | $0.00 | A | 541,798 | D | |
| Common Stock $0.01 Par ValueF2 | Nov 29, 2016 | F | 24,795 | $20.65 | D | 517,003 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were acquired in connection with the vesting of a performance-based restricted stock unit award.
- F2These shares were withheld by Delta Apparel, Inc. for the payment of a tax liability incident to the vesting of performance-based restricted stock units.