SEC Form 4 · accession 0001101396-15-000047
DELTA APPAREL, INC · DLA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert W Humphreys
Officer — Chairman and CEO · Director
Period of report
Dec 15, 2015
Accepted (ET)
Dec 16, 2015 · 5:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001101396
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $0.01 Par ValueF1 | Dec 15, 2015 | A | 29,900 | $0.00 | A | 498,821 | D | |
| Common Stock $0.01 Par ValueF2 | Dec 15, 2015 | F | 10,271 | $15.90 | D | 488,550 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were acquired in connection with the vesting of a performance-based restricted stock unit award.
- F2These shares were withheld by Delta Apparel, Inc. for the payment of tax liability incident to the vesting of performance-based restricted stock units.