SEC Form 4 · accession 0001607961-18-000006
ENTEGRIS INC · ENTG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory Bryan Marshall
Officer — SVP, Qual, EHS & EBS
Period of report
Feb 22, 2018
Accepted (ET)
Feb 26, 2018 · 4:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001101302
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 22, 2018 | M | 11,056 | $9.88 | A | 31,541 | D | |
| Common Stock | Feb 22, 2018 | F | 5,592 | $33.00 | D | 25,949 | D | |
| Common StockF1 | Feb 23, 2018 | S | 5,464 | $33.4179 | D | 20,485 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3,F2 | $9.88 | Feb 22, 2018 | M | 11,056 | D | — | Feb 19, 2020 | Common Stock | 11,056 | — | D |
Explanation of responses
- F1The price in column 4 is a weighted average price reported in reliance to a letter from the Office of Chief Counsel, Securities and Exchange Commission's Division of Corporate Finance to the Society of Corporate Secretaries and Corporate Governance Professionals dated June 25, 2008. These shares were sold in multiple transactions at prices ranging from $33.35 to $33.475, inclusive. The Reporting Person undertakes to provide Entegris, Inc., any shareholder of Entegris, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges of this footnote.
- F2This option is fully vested.
- F3This option was granted pursuant to the Entegris, Inc. 2010 Stock Plan, as amended, in consideration of services as an employee.