SEC Form 4 · accession 0001607953-15-000009
ENTEGRIS INC · ENTG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Corey Rucci
Officer — V.P. Business Development
Period of report
May 20, 2015
Accepted (ET)
May 21, 2015 · 5:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001101302
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 20, 2015 | M | 9,320 | $8.76 | A | 34,157 | D | |
| Common Stock | May 20, 2015 | F | 6,863 | $13.75 | D | 27,294 | D | |
| Common Stock | May 20, 2015 | M | 8,302 | $9.27 | A | 35,596 | D | |
| Common Stock | May 20, 2015 | F | 6,337 | $13.75 | D | 29,259 | D | |
| Common Stock | May 20, 2015 | M | 7,900 | $9.88 | A | 37,159 | D | |
| Common Stock | May 20, 2015 | F | 6,285 | $13.75 | D | 30,874 | D | |
| Common Stock | holding | — | — | — | 50,000 | I | By IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2,F1 | $8.76 | May 20, 2015 | M | 9,320 | D | — | Feb 19, 2018 | Common Stock | 9,320 | 0 | D |
| Employee Stock Option (Right to Buy)F2,F3 | $9.27 | May 20, 2015 | M | 8,302 | D | — | Feb 19, 2019 | Common Stock | 8,302 | 2,768 | D |
| Employee Stock Option (Right to Buy)F2,F4 | $9.88 | May 20, 2015 | M | 7,900 | D | — | Feb 19, 2020 | Common Stock | 7,900 | 7,900 | D |
Explanation of responses
- F1This option is fully vested.
- F2This option was granted pursuant to an employee stock option plan that provides for the grant of options in consideration of services as an employee.
- F3This option vests in four equal annual installments. The first three installments became exercisable on February 19, 2013, February 19, 2014 and February 19, 2015, respectively. The final installment becomes exercisable on February 19, 2016.
- F4This option vests in four equal annual installments. The first two installments became exercisable on February 19, 2014 and February 19, 2015, respectively. The final two installments become exercisable on February 19, 2016 and February 19, 2017, respectively.