SEC Form 4 · accession 0001520367-17-000008
ENTEGRIS INC · ENTG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Nicholas Burns
Director
Period of report
Aug 15, 2017
Accepted (ET)
Aug 16, 2017 · 5:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001101302
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 15, 2017 | M | 7,500 | $8.47 | A | 51,272 | D | |
| Common Stock | Aug 15, 2017 | F | 2,599 | $24.45 | D | 48,673 | D | |
| Common StockF1 | Aug 16, 2017 | S | 4,901 | $24.5145 | D | 43,772 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3,F2 | $8.47 | Aug 15, 2017 | M | 7,500 | D | — | May 4, 2018 | Common Stock | 7,500 | 0 | D |
Explanation of responses
- F1The price reported in column 4 is a weighted average price reported in reliance on a letter from the Office of Chief Counsel, Securities and Exchange Commission's Division of Corporate Finance to the Society of Corporate Secretaries and Corporate Governance Professionals dated June 25, 2008. These shares sold in multiple transactions at prices ranging from $24.425 to 24.60, inclusive. The reporting person understakes to provide Entegris, Inc., any shareholder of Entegris, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this note.
- F2This option is fully vested.
- F3This option was granted pursuant to the Entegris, Inc. 2010 Stock Plan, as amended, in consideration of services as a Director.