SEC Form 4 · accession 0001485429-19-000005
ENTEGRIS INC · ENTG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Todd James Edlund
Officer — EVP & COO
Period of report
Feb 19, 2019
Accepted (ET)
Feb 21, 2019 · 4:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001101302
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 19, 2019 | F | 4,447 | $34.36 | D | 147,556 | D | |
| Common Stock | Feb 20, 2019 | M | 29,377 | $13.49 | A | 176,933 | D | |
| Common StockF2 | Feb 20, 2019 | S | 29,377 | $35.0308 | D | 147,556 | D | |
| Common StockF3 | Feb 21, 2019 | S | 3,600 | $35.5177 | D | 143,956 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F5,F4 | $13.49 | Feb 20, 2019 | M | 29,377 | D | — | Feb 19, 2022 | Common Stock | 29,377 | 9,739 | D |
Explanation of responses
- F1These shares were sold pursuant to a Rule 10b5-1 Trading Plan established by the Reporting Person on December 11, 2018.
- F2The price in column 4 is a weighted average price reported in reliance to a letter from the Chief Counsel, Securities and Exchange Commission's Division of Corporate Finance to the Society of Corporate Secretaries and Corporate Governance Professionals dated June 25, 2008. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.12, inclusive. The Reporting Person undertakes to provide Entegris, Inc., any shareholder of Entegris, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges of this footnote.
- F3The price in column 4 is a weighted average price reported in reliance to a letter from the Chief Counsel, Securities and Exchange Commission's Division of Corporate Finance to the Society of Corporate Secretaries and Corporate Governance Professionals dated June 25, 2008. These shares were sold in multiple transactions at prices ranging from $35.13 to $35.80, inclusive. The Reporting Person undertakes to provide Entegris, Inc., any shareholder of Entegris, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges of this footnote.
- F4This option is fully vested.
- F5This option was granted pursuant to the Entegris, Inc. 2010 Stock Plan, as amended, in consideration for services as an employee.