SEC Form 4 · accession 0001485429-16-000013
ENTEGRIS INC · ENTG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Todd James Edlund
Officer — E.V.P., COO
Period of report
Nov 21, 2016
Accepted (ET)
Nov 22, 2016 · 5:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001101302
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 21, 2016 | M | 7,749 | $9.27 | A | 129,569 | D | |
| Common Stock | Nov 21, 2016 | M | 15,000 | $9.88 | A | 144,569 | D | |
| Common Stock | Nov 21, 2016 | F | 15,542 | $18.50 | D | 129,027 | D | |
| Common StockF1 | Nov 22, 2016 | S | 7,207 | $18.2234 | D | 121,820 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3,F2 | $9.27 | Nov 21, 2016 | M | 7,749 | D | — | Feb 19, 2019 | Common Stock | 7,749 | 0 | D |
| Employee Stock Option (Right to Buy)F3,F4 | $9.88 | Nov 21, 2016 | M | 15,000 | D | — | Feb 19, 2020 | Common Stock | 15,000 | 21,699 | D |
Explanation of responses
- F1The price reported in column 4 is a weighted average price reported in reliance on a letter from the Office of Chief Counsel, Securities and Exchange Commission's Division of Corporate Finance to the Society of Corporate Secretaries & Corporate Governance Professionals dated June 25, 2008. These shares were sold in multiple transactions at prices ranging from $18.15 to $18.55, inclusive. The reporting person undertakes to provide Entegris, Inc., any shareholder of Entegris, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F2This option is fully vested.
- F3This option was granted pursuant to the Entegris, Inc. 2010 Stock Plan, as amended, in consideration of services as an employee.
- F4This option vests in four equal annual installments. The first three installments became exercisable on February 19, 2014, February 19, 2015 and February 19, 2016, respectively. The last installment becomes exercisable on February 19, 2017.