SEC Form 4 · accession 0001485429-16-000009
ENTEGRIS INC · ENTG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Todd James Edlund
Officer — Senior V.P., COO
Period of report
Jul 27, 2016
Accepted (ET)
Jul 29, 2016 · 10:28 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001101302
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 27, 2016 | M | 7,573 | $8.76 | A | 121,893 | D | |
| Common Stock | Jul 27, 2016 | S | 7,573 | $15.90 | D | 114,320 | D | |
| Common Stock | Jul 27, 2016 | M | 7,749 | $9.27 | A | 122,069 | D | |
| Common Stock | Jul 27, 2016 | S | 7,749 | $16.90 | D | 114,320 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3,F2 | $8.76 | Jul 27, 2016 | M | 7,573 | D | — | Feb 19, 2018 | Common Stock | 7,573 | 0 | D |
| Employee Stock Option (Right to Buy)F3,F2 | $9.27 | Jul 27, 2016 | M | 7,749 | D | — | Feb 19, 2019 | Common Stock | 7,749 | 7,749 | D |
Explanation of responses
- F1These shares were sold pursuant to a Rule 10b5-1 Trading Plan established by the Reporting Person on August 7, 2015.
- F2This option is fully vested.
- F3This option was granted pursuant to the Entegris, Inc. 2010 Stock Plan, as amended, in consideration of services as an employee.