SEC Form 4 · accession 0001485428-17-000002
ENTEGRIS INC · ENTG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William James Shaner
Officer — Sr. V.P., AMH
Period of report
Feb 13, 2017
Accepted (ET)
Feb 15, 2017 · 5:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001101302
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 13, 2017 | M | 25,630 | $8.76 | A | 80,003 | D | |
| Common Stock | Feb 13, 2017 | F | 15,505 | $21.35 | D | 64,498 | D | |
| Common StockF1 | Feb 14, 2017 | S | 10,125 | $21.4652 | D | 54,373 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right-to-Buy)F3,F2 | $8.76 | Feb 13, 2017 | M | 25,630 | D | — | Feb 19, 2018 | Common Stock | 25,630 | 0 | D |
Explanation of responses
- F1The price reported in column 4 is a weighted average price reported in reliance on a letter from the Chief Counsel, Securities and Exchange Commission's Division of Corporate Finance to the Society of Corporate Secretaries & Corporate Governance Professionals dated June 25, 2008. These shares were sold in multiple transactions at prices ranging from $21.45 to $21.50, inclusive. The reporting person undertakes to provide Entegris, Inc., any shareholder of Entegris, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price withhin the ranges set forth in this footnote.
- F2This option is fully vested.
- F3These options were granted pursuant to an employee stock option plan that provides for the grant of options in consideration of services as an employee.