SEC Form 4 · accession 0001485428-16-000012
ENTEGRIS INC · ENTG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William James Shaner
Officer — Sr. V.P. Global Ops.
Period of report
Jun 1, 2016
Accepted (ET)
Jun 2, 2016 · 3:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001101302
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 1, 2016 | M | 24,746 | $5.40 | A | 85,047 | D | |
| Common Stock | Jun 1, 2016 | S | 24,746 | $14.40 | D | 60,301 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3,F2 | $5.40 | Jun 1, 2016 | M | 24,746 | D | — | Feb 19, 2017 | Common Stock | 24,746 | 0 | D |
Explanation of responses
- F1These shares were sold pursuant to a Rule 10b5-1 Trading Plan established by the Reporting Person on March 4, 2016.
- F2This option is fully vested.
- F3These options were granted pursuant to an employee stock option plan that provides for the grant of options in consideration of services as an employee.