SEC Form 4 · accession 0001485428-15-000006
ENTEGRIS INC · ENTG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William James Shaner
Officer — Sr. V.P. Global Ops.
Period of report
May 27, 2015
Accepted (ET)
May 29, 2015 · 3:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001101302
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 27, 2015 | M | 27,000 | $1.13 | A | 76,971 | D | |
| Common Stock | May 27, 2015 | F | 10,250 | $13.97 | D | 66,721 | D | |
| Common StockF1 | May 28, 2015 | S | 16,750 | $13.9245 | D | 49,971 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right-to-Buy)F3,F2 | $1.13 | May 27, 2015 | M | 27,000 | D | — | Feb 19, 2016 | Common Stock | 27,000 | 0 | D |
Explanation of responses
- F1The price reported in column 4 is a weighted average price reported in reliance on a letter from the Office of Chief Counsel, Securities and Exchange Commission's Division of Corporate Finance to the Society of Corporate Secretaries & Corporate Governance Professionals dated June 25, 2008. These shares were sold in multiple transactions at prices ranging from $13.89 to $13.97, inclusive. The reporting person undertakes to provide Entegris, Inc., any shareholder of Entegris, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F2This option is fully vested.
- F3This option was granted pursuant to an employee stock option plan that provides for the grant of options in consideration of services as an employee.