SEC Form 4 · accession 0001483553-19-000002
ENTEGRIS INC · ENTG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Clinton M. Haris
Officer — SVP & GM, MC Division
Period of report
Feb 5, 2019
Accepted (ET)
Feb 7, 2019 · 4:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001101302
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Feb 5, 2019 | A | 4,500 | $0.00 | A | 38,416 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2,F4 | $33.33 | Feb 5, 2019 | A | 12,652 | A | — | Feb 19, 2026 | Common Stock | 12,652 | 12,652 | D |
Explanation of responses
- F1These shares are restricted stock units with restrictions that lapse over a four year period with respect to 25% of these shares per year, beginning February 19, 2020, and thereafter on February 19, 2021, February 19, 2022 and February 19, 2023.
- F2Awarded pursuant to the Entegris, Inc. 2010 Stock Plan, as amended, in consideration of services as an employee.
- F3These shares include 213.502 shares acquired under the Entegris, Inc. Employee Stock Purchase Plan on December 31, 2018.
- F4The option vests in four equal annual installments beginning on February 19, 2020 and thereafter on February 19, 2021, February 19, 2022 and February 19, 2023.