SEC Form 4 · accession 0001483553-17-000002
ENTEGRIS INC · ENTG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Clinton M. Haris
Officer — SVP & GM, MC Division
Period of report
Nov 15, 2016
Accepted (ET)
Feb 16, 2017 · 4:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001101302
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3 | Nov 15, 2016 | F | 657 | $18.25 | D | 28,925 | D | |
| Common StockF1,F2 | Feb 14, 2017 | A | 3,680 | $0.00 | A | 32,605 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2,F4 | $21.60 | Feb 14, 2017 | A | 11,344 | A | — | Feb 19, 2024 | Common Stock | 11,344 | 11,344 | D |
Explanation of responses
- F1These shares are restricted stock units with restrictions that lapse over a four year period with respect to 25% of these shares per year, starting February 19, 2018 and thereafter on February 19, 2019, February 19, 2020 and February 19, 2021.
- F2Awarded pursuant to the Entegris, Inc. 2010 Stock Plan, as amended, in consideration of services as an employee.
- F3These shares include 694.537 shares acquired under the Entegris, Inc. Employee Stock Purchase Plan on December 31, 2016.
- F4The option vests in four equal annual installments starting on February 19, 2018 and thereafter on February 19, 2019, February 19, 2020 and February 19, 2021.