SEC Form 4 · accession 0001343148-16-000017
ENTEGRIS INC · ENTG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John J Murphy
Officer — Sr. Vice President -HR
Period of report
Aug 1, 2016
Accepted (ET)
Aug 3, 2016 · 4:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001101302
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 1, 2016 | M | 3,737 | $9.27 | A | 72,486 | D | |
| Common Stock | Aug 1, 2016 | F | 2,592 | $16.97 | D | 69,894 | D | |
| Common Stock | Aug 1, 2016 | M | 5,290 | $9.88 | A | 75,184 | D | |
| Common Stock | Aug 1, 2016 | F | 3,798 | $16.97 | D | 71,386 | D | |
| Common Stock | Aug 1, 2016 | M | 5,446 | $11.71 | A | 76,832 | D | |
| Common Stock | Aug 1, 2016 | F | 4,306 | $16.97 | D | 72,526 | D | |
| Common Stock | Aug 1, 2016 | M | 4,121 | $13.49 | A | 76,647 | D | |
| Common Stock | Aug 1, 2016 | F | 3,551 | $16.97 | D | 73,096 | D | |
| Common StockF1 | Aug 2, 2016 | S | 4,347 | $16.8142 | D | 68,749 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F6,F2 | $9.27 | Aug 1, 2016 | M | 3,737 | D | — | Feb 19, 2019 | Common Stock | 3,737 | 0 | D |
| Employee Stock Option (Right to Buy)F6,F3 | $9.88 | Aug 1, 2016 | M | 5,290 | D | — | Feb 19, 2020 | Common Stock | 5,290 | 5,290 | D |
| Employee Stock Option (Right to Buy)F6,F4 | $11.71 | Aug 1, 2016 | M | 5,446 | D | — | Feb 19, 2021 | Common Stock | 5,446 | 10,892 | D |
| Employee Stock Option (Right to Buy)F6,F5 | $13.49 | Aug 1, 2016 | M | 4,121 | D | — | Feb 19, 2022 | Common Stock | 4,121 | 12,363 | D |
Explanation of responses
- F1The price reported in column 4 is a weighted average price reported in reliance on a letter from the Office of Chief Counsel, Securities and Exchange Commission's Division of Corporate Finance to the Society of Corporate Secretaries & Corporate Governance Professionals dated June 25, 2008. These shares were sold in multiple transactions at prices ranging from $16.75 to $16.88, inclusive. The reporting person undertakes to provide Entegris, Inc., any shareholder of Entegris, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F2This option is fully vested.
- F3This option vests in four equal annual installments. The first three installments became exercisable on February 19, 2014, February 19, 2015 and February 19, 2016, respectively. The last installment becomes exercisable on February 19, 2017.
- F4This option vests in four equal annual installments. The first two installments became exercisable on February 19, 2015 and February 19, 2016, respectively. The remaining installments become exercisable on February 19, 2017 and February 19, 2018, respectively.
- F5This option vests in four equal annual installments. The first installment became exercisable on February 19, 2016. The remaining installments become exercisable on February 19, 2017, February 19, 2018 and February 19, 2019, respectively.
- F6This option was granted pursuant to the Entegris, Inc. 2010 Stock Plan, as amended, in consideration of services as an employee.