SEC Form 4 · accession 0001343148-16-000015
ENTEGRIS INC · ENTG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John J Murphy
Officer — Sr. Vice President -HR
Period of report
Apr 26, 2016
Accepted (ET)
Apr 28, 2016 · 12:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001101302
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 26, 2016 | M | 28,544 | $8.76 | A | 97,293 | D | |
| Common Stock | Apr 26, 2016 | M | 11,208 | $9.27 | A | 108,501 | D | |
| Common Stock | Apr 26, 2016 | M | 10,580 | $9.88 | A | 119,081 | D | |
| Common Stock | Apr 26, 2016 | M | 5,446 | $11.71 | A | 124,527 | D | |
| Common StockF2 | Apr 26, 2016 | S | 55,778 | $14.0071 | D | 68,749 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4,F3 | $8.76 | Apr 26, 2016 | M | 28,544 | D | — | Feb 19, 2018 | Common Stock | 28,544 | 0 | D |
| Employee Stock Option (Right to Buy)F4,F3 | $9.27 | Apr 26, 2016 | M | 11,208 | D | — | Feb 19, 2019 | Common Stock | 11,208 | 3,737 | D |
| Employee Stock Option (Right to Buy)F4,F5 | $9.88 | Apr 26, 2016 | M | 10,580 | D | — | Feb 19, 2020 | Common Stock | 10,580 | 10,580 | D |
| Employee Stock Option (Right to Buy)F4,F6 | $11.71 | Apr 26, 2016 | M | 5,446 | D | — | Feb 19, 2021 | Common Stock | 5,446 | 16,338 | D |
Explanation of responses
- F1These shares were sold pursuant to a Rule 10b5-1 Trading Plan established by the Reporting Person on February 23, 2016.
- F2The price reported in column 4 is a weighted average price reported in reliance on a letter from the Office of Chief Counsel, Securities and Exchange Commission's Division of Corporate Finance to the Society of Corporate Secretaries & Corporate Governance Professionals dated June 25, 2008. These shares were sold in multiple transactions at prices ranging from $14.00 to $14.10, inclusive. The reporting person undertakes to provide Entegris, Inc., any shareholder of Entegris, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F3This option is fully vested.
- F4Awarded pursuant to the Entegris, Inc. 2010 Stock Plan, as amended, in consideration of services as an employer.
- F5This option vests in four equal installments starting on February 19, 2014 and thereafter on February 19, 2015, February 19, 2016 and February 19, 2017.
- F6This option vests in four equal installments starting on February 19, 2015 and thereafter on February 19, 2016, February 19, 2017 and February 19, 2018.