SEC Form 4 · accession 0001208109-19-000004
ENTEGRIS INC · ENTG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory B Graves
Officer — EVP & CFO
Period of report
Feb 19, 2019
Accepted (ET)
Feb 21, 2019 · 4:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001101302
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 19, 2019 | F | 8,752 | $34.36 | D | 67,126 | D | |
| Common Stock | Feb 19, 2019 | M | 15,138 | $13.49 | A | 82,264 | D | |
| Common Stock | Feb 19, 2019 | M | 22,029 | $12.20 | A | 104,293 | D | |
| Common StockF2 | Feb 19, 2019 | S | 37,167 | $34.24 | D | 67,126 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4,F3 | $13.49 | Feb 19, 2019 | M | 15,138 | D | — | Feb 19, 2022 | Common Stock | 15,138 | 0 | D |
| Employee Stock Option (Right to Buy)F4,F5 | $12.20 | Feb 19, 2019 | M | 22,029 | D | — | Feb 19, 2023 | Common Stock | 22,029 | 22,029 | D |
Explanation of responses
- F1These shares were sold pursuant to a Rule 10b5-1 Trading Plan established by the Reporting Person on September 13, 2018.
- F2The price in column 4 is a weighted average price reported in reliance to a letter from the Chief Counsel, Securities and Exchange Commission's Division of Corporate Finance to the Society of Corporate Secretaries and Corporate Governance Professionals dated June 25, 2008. These shares were sold in multiple transactions at prices ranging from $33.99 to $34.48, inclusive. The Reporting Person undertakes to provide Entegris, Inc., any shareholder of Entegris, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges of this footnote.
- F3This option is fully vested.
- F4This option was granted pursuant to the Entegris, Inc. 2010 Stock Plan, as amended, in consideration of services as an employee.
- F5This option vests in four equal installments. The first three installments became exercisable on February 19, 2017, February 19, 2018 and February 19, 2019, respectively. The last installment will become exercisable on February 19, 2020.