SEC Form 4 · accession 0001208109-18-000006

ENTEGRIS INC · ENTG

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Gregory B Graves

Officer — EVP & CFO

Period of report

Feb 20, 2018

Accepted (ET)

Feb 22, 2018 · 4:50 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001101302

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Feb 20, 2018	M	15,138	$13.49	A	95,927	D
Common Stock	Feb 20, 2018	M	22,029	$12.20	A	117,956	D
Common Stock^F2	Feb 20, 2018	S	37,167	$33.6477	D	80,789	D
Common Stock^F3	Feb 20, 2018	S	13,911	$33.5844	D	66,878	D
Common Stock^F4	Feb 22, 2018	S	5,400	$33.1166	D	61,478	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (Right to Buy)^F6,F5	$13.49	Feb 20, 2018	M	15,138	D	—	Feb 19, 2022	Common Stock	15,138	15,138	D
Employee Stock Option (Right to Buy)^F6,F7	$12.20	Feb 20, 2018	M	22,029	D	—	Feb 19, 2023	Common Stock	22,029	44,058	D

Explanation of responses

F1These shares were sold pursuant to a Rule 10b5-1 Trading Plan established by the Reporting Person on May 12, 2017.
F2The price in column 4 is a weighted average price reported in reliance to a letter from the Office of Chief Counsel, Securities and Exchange Commission's Division of Corporate Finance to the Society of Corporate Secretaries and Corporate Governance Professionals dated June 25, 2008. These shares were sold in multiple transactions at prices ranges from $32.75 to $33.95, inclusive. The Reporting Person understakes to provide Entegris, Inc., any shareholder of Entegris, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges of this footnote.
F3The price in column 4 is a weighted average price reported in reliance to a letter from the Office of Chief Counsel, Securities and Exchange Commission's Division of Corporate Finance to the Society of Corporate Secretaries and Corporate Governance Professionals dated June 25, 2008. These shares were sold in multiple transactions at prices ranges from $33.50 to $33.70, inclusive. The Reporting Person understakes to provide Entegris, Inc., any shareholder of Entegris, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges of this footnote.
F4The price in column 4 is a weighted average price reported in reliance to a letter from the Office of Chief Counsel, Securities and Exchange Commission's Division of Corporate Finance to the Society of Corporate Secretaries and Corporate Governance Professionals dated June 25, 2008. These shares were sold in multiple transactions at prices ranges from $33.10 to $33.20, inclusive. The Reporting Person understakes to provide Entegris, Inc., any shareholder of Entegris, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges of this footnote.
F5This option vests in four equal installments. The first three installments became exercisable on February 19, 2016, February 19, 2017 and February 19, 2018, respectively. The last installment will be come exercisable on February 19, 2019.
F6This option was granted pursuant to the Entegris, Inc. 2010 Stock Plan, as amended, in consideration of services as an employee.
F7This option vests in four equal installments. The first two installments became exercisable on February 19, 2017 and February 19, 2018, respectively. The remaining installments will become exercisable on February 19, 2019 and February 19, 2020, respectively.