SEC Form 4 · accession 0001208109-17-000006
ENTEGRIS INC · ENTG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory B Graves
Officer — EVP & CFO
Period of report
Jul 19, 2017
Accepted (ET)
Jul 21, 2017 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001101302
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 19, 2017 | M | 4,908 | $12.20 | A | 65,554 | D | |
| Common Stock | Jul 19, 2017 | S | 4,908 | $26.00 | D | 60,646 | D | |
| Common Stock | Jul 20, 2017 | M | 17,121 | $12.20 | A | 77,767 | D | |
| Common Stock | Jul 20, 2017 | M | 10,564 | $13.49 | A | 88,331 | D | |
| Common StockF2 | Jul 20, 2017 | S | 27,685 | $26.008 | D | 60,646 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4,F3 | $12.20 | Jul 19, 2017 | M | 4,908 | D | — | Feb 19, 2023 | Common Stock | 4,908 | 83,208 | D |
| Employee Stock Option (Right to Buy)F4,F3 | $12.20 | Jul 20, 2017 | M | 17,121 | D | — | Feb 19, 2023 | Common Stock | 17,121 | 66,087 | D |
| Employee Stock Option (Right to Buy)F4,F5 | $13.49 | Jul 20, 2017 | M | 10,564 | D | — | Feb 19, 2022 | Common Stock | 10,564 | 49,988 | D |
Explanation of responses
- F1These shares were sold pursuant to a Rule 10b5-1 Trading Plan established by the Reporting Person on May 12, 2017.
- F2The price in column 4 is a weighted average price reported in reliance on a letter from the Office of Chief Counsel, Securities and Exchange Commission's Division of Corporate Finance to the Society of Corporate Secretaries & Corporate Governance Professionals dated June 25, 2008. These shares were sold in multiple transactions at prices ranging from $26.00 to $26.05, inclusive. The Reporting Person understakes to provide Entegris, Inc., any shareholder of Entegris, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this note.
- F3This option vests in four equal installments. The first installment became exercisable on February 19, 2017. The remaining installments become exercisable on February 19, 2018, February 19, 2019 and February 19, 2020, respectively.
- F4This option was granted pursuant to the Entegris, Inc. 2010 Stock Plan, as amended, in consideration of service as an employee.
- F5This option vests in four equal installments. The first two installments became exercisable on February 19, 2016 and February 19, 2017, respectively. The remaining installments become exercisable on February 19, 2018 and February 19, 2019, respectively.