SEC Form 4 · accession 0001208109-17-000004

ENTEGRIS INC · ENTG

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Gregory B Graves

Officer — EVP & CFO

Period of report

Feb 19, 2017

Accepted (ET)

Feb 22, 2017 · 5:20 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001101302

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Feb 19, 2017	F	7,743	$21.95	D	84,080	D
Common Stock	Feb 21, 2017	M	72,954	$11.71	A	157,034	D
Common Stock^F3	Feb 21, 2017	S	72,954	$22.064	D	84,080	D
Common Stock	Feb 21, 2017	M	18,948	$9.88	A	103,028	D
Common Stock^F4	Feb 21, 2017	S	18,948	$22.0649	D	84,080	D
Common Stock^F5	Feb 21, 2017	S	9,217	$22.0177	D	74,863	D
Common Stock^F4	Feb 21, 2017	S	14,217	$22.0655	D	60,646	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (Right to Buy)^F7,F6	$11.71	Feb 21, 2017	M	72,954	D	—	Feb 19, 2021	Common Stock	72,954	24,318	D
Employee Stock Option (Right to Buy)^F7,F8	$9.88	Feb 21, 2017	M	18,948	D	—	Feb 19, 2020	Common Stock	18,948	0	D

Explanation of responses

F1These shares were sold pursuant to a Rule 10b5-1 Trading Plan established by the Reporting Person on November 29, 2016.
F2These shares were sold pursuant to a Rule 10b5-1 Trading Plan established by the Reporting Person on August 19, 2016.
F3The price in column 4 is a weighted average price reported in reliance on a letter from the Office of Chief Counsel, Securities and Exchange Commision's Division of Corporate Finance to the Society of Corporate Secretaries & Corporate Governance Professionals dated June 25, 2008. These shares were sold in multiple transactions at prices ranging from $21.85 to $22.20 inclusive. The Reporting Person undertakes to provide Entegris, Inc., any shareholder of Entegris, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F4The price in column 4 is a weighted average price reported in reliance on a letter from the Office of Chief Counsel, Securities and Exchange Commision's Division of Corporate Finance to the Society of Corporate Secretaries & Corporate Governance Professionals dated June 25, 2008. These shares were sold in multiple transactions at prices ranging from $21.90 to $22.20 inclusive. The Reporting Person undertakes to provide Entegris, Inc., any shareholder of Entegris, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F5The price in column 4 is a weighted average price reported in reliance on a letter from the Office of Chief Counsel, Securities and Exchange Commision's Division of Corporate Finance to the Society of Corporate Secretaries & Corporate Governance Professionals dated June 25, 2008. These shares were sold in multiple transactions at prices ranging from $21.90 to $22.10 inclusive. The Reporting Person undertakes to provide Entegris, Inc., any shareholder of Entegris, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F6This options vests in four equal installments. The first three installments became exercisable on February 19, 2015, February 19, 2016 and February 19, 2017, respectively. The last installment becomes exercisable on February 19, 2018.
F7This option was granted pursuant to the Entegris, Inc. 2010 Stock Plan, as amended, in consideration of services as an employee.
F8This option is fully vested.