SEC Form 4 · accession 0001208109-16-000010
ENTEGRIS INC · ENTG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory B Graves
Officer — Exec. V.P. & CFO
Period of report
Feb 24, 2016
Accepted (ET)
Feb 26, 2016 · 3:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001101302
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 24, 2016 | A | 27,440 | $0.00 | A | 94,050 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2,F3 | $12.20 | Feb 24, 2016 | A | 88,116 | A | — | Feb 19, 2023 | Common Stock | 88,116 | 88,116 | D |
Explanation of responses
- F1These shares are restricted stock units with restrictions that lapse over a four year period with respect to 25% of these shares per year, starting on February 19, 2017 and thereafter on February 19, 2018, February 19, 2019 and February 19, 2020, provided that, in the event that Mr. Graves leaves the employ of Entegris, Inc., all remaining restrictions on the restricted stock units will lapse on May 20, 2017.
- F2Awarded pursuant to the Entegris, Inc. 2010 Stock Plan, as amended, in consideration of services as an employee.
- F3The option vests in four equal annual installments starting on February 19, 2017 and thereafter on February 19, 2018, February 19, 2019 and February 19, 2020, provided that, in the event that Mr. Graves leaves the employ of Entegris, Inc., all remaining restrictions on the options will lapse on May 20, 2017.