SEC Form 4 · accession 0001208109-15-000007
ENTEGRIS INC · ENTG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory B Graves
Officer — Exec. V.P. & CFO
Period of report
Jun 16, 2015
Accepted (ET)
Jun 18, 2015 · 4:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001101302
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 16, 2015 | M | 12,664 | $8.76 | A | 86,394 | D | |
| Common StockF2 | Jun 16, 2015 | S | 12,664 | $14.762 | D | 73,730 | D | |
| Common Stock | Jun 17, 2015 | M | 31,069 | $8.76 | A | 104,799 | D | |
| Common StockF3 | Jun 17, 2015 | S | 31,069 | $14.7711 | D | 73,730 | D | |
| Common Stock | Jun 18, 2015 | M | 8,111 | $8.76 | A | 81,841 | D | |
| Common Stock | Jun 18, 2015 | S | 8,111 | $14.76 | D | 73,730 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F5,F4 | $8.76 | Jun 16, 2015 | M | 12,664 | D | — | Feb 19, 2018 | Common Stock | 12,664 | 39,180 | D |
| Employee Stock Option (Right to Buy)F5,F4 | $8.76 | Jun 17, 2015 | M | 31,069 | D | — | Feb 19, 2018 | Common Stock | 31,069 | 8,111 | D |
| Employee Stock Option (Right to Buy)F5,F4 | $8.76 | Jun 18, 2015 | M | 8,111 | D | — | Feb 19, 2018 | Common Stock | 8,111 | 0 | D |
Explanation of responses
- F1These shares were sold pursuant to a Rule 10b5-1 Trading Plan established by the Reporting Person on March 11, 2015.
- F2The price reported in column 4 is a weighted average price reported in reliance on a letter from the Office of Chief Counsel, Securities and Exchange Commission's Division of Corporate Finance to the Society of Corporate Secretaries & Corporate Governance Professionals dated June 25, 2008. These shares were sold in multiple transactions at prices ranging from $14.76 to $14.77, inclusive. The reporting person undertakes to provide Entegris, Inc., any shareholder of Entegris, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F3The price reported in column 4 is a weighted average price reported in reliance on a letter from the Office of Chief Counsel, Securities and Exchange Commission's Division of Corporate Finance to the Society of Corporate Secretaries & Corporate Governance Professionals dated June 25, 2008. These shares were sold in multiple transactions at prices ranging from $14.76 to $14.8567, inclusive. The reporting person undertakes to provide Entegris, Inc., any shareholder of Entegris, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F4This option is fully vested.
- F5This option was granted pursuant to an employee stock option plan that provides for the grant of options in consideration of services as an employee.