SEC Form 4 · accession 0001197452-18-000008
ENTEGRIS INC · ENTG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bertrand Loy
Officer — President & CEO · Director
Period of report
Feb 20, 2018
Accepted (ET)
Feb 22, 2018 · 4:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001101302
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 20, 2018 | M | 81,918 | $9.27 | A | 581,012 | D | |
| Common Stock | Feb 20, 2018 | F | 48,949 | $33.65 | D | 532,063 | D | |
| Common Stock | Feb 20, 2018 | M | 236,844 | $9.88 | A | 768,907 | D | |
| Common Stock | Feb 20, 2018 | F | 143,907 | $33.65 | D | 625,000 | D | |
| Common Stock | Feb 20, 2018 | M | 263,140 | $11.71 | A | 888,140 | D | |
| Common Stock | Feb 20, 2018 | F | 167,834 | $33.65 | D | 720,306 | D | |
| Common StockF1 | Feb 21, 2018 | S | 172,976 | $33.4863 | D | 547,330 | D | |
| Common StockF2 | Feb 22, 2018 | S | 2,024 | $33.0203 | D | 545,306 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4,F3 | $9.27 | Feb 20, 2018 | M | 81,918 | D | — | Feb 19, 2019 | Common Stock | 81,918 | 0 | D |
| Employee Stock Option (Right to Buy)F4,F3 | $9.88 | Feb 20, 2018 | M | 236,844 | D | — | Feb 19, 2020 | Common Stock | 236,844 | 0 | D |
| Employee Stock Option (Right to Buy)F4,F3 | $11.71 | Feb 20, 2018 | M | 263,140 | D | — | Feb 19, 2021 | Common Stock | 263,140 | 0 | D |
Explanation of responses
- F1The price in column 4 is a weighted price reported in reliance to a letter from the Office of Chief Counsel, Securities and Exchange Commission's Division of Corporate Finance to the Society of Corporate Secretaries and Corporate Governance Professionals dated June 25, 2008. These shares were sold in multiple transactions at prices ranging from $33.05 to $33.75, inclusive. The Reporting Person undertakes to provide Entegris, Inc., any shareholder of Entegris, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges of this footnote.
- F2The price in column 4 is a weighted price reported in reliance to a letter from the Office of Chief Counsel, Securities and Exchange Commission's Division of Corporate Finance to the Society of Corporate Secretaries and Corporate Governance Professionals dated June 25, 2008. These shares were sold in multiple transactions at prices ranging from $33.00 to $33.15, inclusive. The Reporting Person undertakes to provide Entegris, Inc., any shareholder of Entegris, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges of this footnote.
- F3This option is fully vested.
- F4This option was granted pursuant to the Entegris, Inc. 2010 Stock Plan, as amended, in consideration of services as an employee.