SEC Form 4 · accession 0001197452-16-000011
ENTEGRIS INC · ENTG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bertrand Loy
Officer — President & CEO · Director
Period of report
Aug 1, 2016
Accepted (ET)
Aug 1, 2016 · 5:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001101302
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 1, 2016 | M | 62,366 | $5.40 | A | 450,546 | D | |
| Common Stock | Aug 1, 2016 | F | 39,852 | $16.97 | D | 410,694 | D | |
| Common Stock | Aug 1, 2016 | M | 81,204 | $8.76 | A | 491,898 | D | |
| Common Stock | Aug 1, 2016 | F | 60,403 | $16.97 | D | 431,495 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2,F1 | $5.40 | Aug 1, 2016 | M | 62,366 | D | — | Feb 19, 2017 | Common Stock | 62,366 | 0 | D |
| Employee Stock Option (Right to Buy)F2,F1 | $8.76 | Aug 1, 2016 | M | 81,204 | D | — | Feb 19, 2018 | Common Stock | 81,204 | 0 | D |
Explanation of responses
- F1This option is fully vested.
- F2This option was granted pursuant to the Entegris, Inc. 2010 Stock Plan, as amended, in consideration of services as an employee.
Remarks
The Reporting Person elected to exercise the stock options, as reflected on this Form 4, because the options would otherwise expire on February 19, 2017 and February 19, 2018, respectively. As indicated on this Form 4, except for shares withheld to cover tax withholding and exercise price, the Reporting Person did not sell or otherwise dispose of the shares of Entegris, Inc. stock obtained as a result of the option exercises.