SEC Form 4 · accession 0001197452-15-000004
ENTEGRIS INC · ENTG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bertrand Loy
Officer — President & CEO · Director
Period of report
Feb 19, 2015
Accepted (ET)
Feb 23, 2015 · 3:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001101302
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 19, 2015 | F | 21,699 | $13.70 | D | 304,810 | D | |
| Common Stock | Feb 19, 2015 | M | 70,000 | $7.07 | A | 374,810 | D | |
| Common StockF1,F2 | Feb 19, 2015 | S | 49,348 | $13.4818 | D | 325,462 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4,F3 | $7.07 | Feb 19, 2015 | M | 70,000 | D | — | Feb 21, 2015 | Common Stock | 70,000 | 0 | D |
Explanation of responses
- F1These shares were sold to cover the option exercise price and taxes pursuant to a 10b5-1 Trading Plan adopted by the Reporting Person on November 25, 2014.
- F2The price reported in column 4 is a weighted average price reported in reliance on a letter from the Office of Chief Counsel, Securities and Exchange Commission's Division of Corporate Finance to the Society of Corporate Secretaries & Corporate Governance Professionals dated June 25, 2008. These shares were sold in multiple transactions at prices ranging from $13.40 to $13.69, inclusive. The reporting person undertakes to provide Entegris, Inc., any shareholder of Entegris, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F3This option is fully vested.
- F4These options were granted pursuant to an employee stock option plan that provides for the grant of options in consideration of services as an employee.