SEC Form 4 · accession 0001645635-19-000026
EQUINIX INC · EQIX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Simon Miller
Officer — Chief Accounting Officer
Period of report
Mar 1, 2019
Accepted (ET)
Mar 5, 2019 · 6:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001101239
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 1, 2019 | M | 259 | $0.00 | A | 561 | D | |
| Common Stock | Mar 1, 2019 | M | 103 | $0.00 | A | 664 | D | |
| Common Stock | Mar 1, 2019 | M | 262 | $0.00 | A | 926 | D | |
| Common Stock | Mar 1, 2019 | M | 213 | $0.00 | A | 1,139 | D | |
| Common Stock | Mar 1, 2019 | M | 226 | $0.00 | A | 1,365 | D | |
| Common Stock | Mar 1, 2019 | M | 87 | $0.00 | A | 1,452 | D | |
| Common StockF3 | Mar 4, 2019 | S | 40 | $423.661 | D | 1,412 | D | |
| Common StockF4 | Mar 4, 2019 | S | 59 | $424.6974 | D | 1,353 | D | |
| Common StockF5 | Mar 4, 2019 | S | 41 | $425.8135 | D | 1,312 | D | |
| Common StockF6 | Mar 4, 2019 | S | 70 | $426.8994 | D | 1,242 | D | |
| Common StockF7 | Mar 4, 2019 | S | 79 | $427.5898 | D | 1,163 | D | |
| Common StockF8 | Mar 4, 2019 | S | 47 | $428.6533 | D | 1,116 | D | |
| Common StockF9 | Mar 4, 2019 | S | 22 | $429.721 | D | 1,094 | D | |
| Common StockF10 | Mar 4, 2019 | S | 6 | $430.5379 | D | 1,088 | D | |
| Common Stock | Mar 4, 2019 | S | 1 | $431.48 | D | 1,087 | D | |
| Common StockF11 | Mar 4, 2019 | S | 13 | $433.6638 | D | 1,074 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF12,F13 | $0.00 | Mar 1, 2019 | M | 259 | D | — | — | Common Stock | 259 | 0 | D |
| Restricted Stock UnitsF14,F13 | $0.00 | Mar 1, 2019 | M | 103 | D | — | — | Common Stock | 103 | 0 | D |
| Restricted Stock UnitsF15,F13 | $0.00 | Mar 1, 2019 | M | 262 | D | — | — | Common Stock | 262 | 524 | D |
| Restricted Stock UnitsF16,F13 | $0.00 | Mar 1, 2019 | M | 213 | D | — | — | Common Stock | 213 | 848 | D |
| Restricted Stock UnitsF17,F13 | $0.00 | Mar 1, 2019 | M | 226 | D | — | — | Common Stock | 226 | 1,356 | D |
| Restricted Stock UnitsF18,F13 | $0.00 | Mar 1, 2019 | M | 87 | D | — | — | Common Stock | 87 | 606 | D |
Explanation of responses
- F1Includes 58 shares acquired under the Equinix, Inc. Employee Stock Purchase Plan on February 14, 2019.
- F10The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $430.28 to $430.75 inclusive.
- F11The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $433.45 to $434.02 inclusive.
- F12259 shares vested on March 1, 2019, subject solely to continued service.
- F13Restricted Stock Unit award expires upon reporting person's termination of services.
- F14103 shares vested on March 1, 2019, subject solely to continued service.
- F15262 shares (12.5% of the total shares awarded vested on March 1, 2019 and an additional 12.5% each 6 months thereafter until fully vested, subject solely to continued service.
- F16213 shares (12.5% of the total shares awarded) vested on March 1, 2019 and an additional 12.5% each 6 months thereafter until fully vested, subject solely to continued service.
- F17226 shares (12.5% of the total shares awarded) vested on March 1, 2019 and an additional 12.5% each 6 months thereafter until fully vested, subject solely to continued service.
- F1887 shares (12.5% of the total shares awarded) vested on March 1, 2019 and an additional 12.5% each 6 months thereafter until fully vested, subject solely to continued service.
- F2Shares were sold pursuant to a 10b5-1 Trading Plan in order to raise funds to pay the required withholding tax pursuant to the vesting of RSUs.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $423.16 to $424.14 inclusive. The reporting person undertakes to provide to Equinix, Inc, any security holder of Equinix Inc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 4 through 11 to this Form 4.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $424.17 to $425.09 inclusive.
- F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $425.18 to $426.16 inclusive.
- F6The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $426.19 to $427.18 inclusive.
- F7The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $427.22 to $428.21 inclusive.
- F8The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $428.22 to $429.21 inclusive.
- F9The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $429.23 to $430.21 inclusive.