SEC Form 4 · accession 0001645635-19-000017

EQUINIX INC · EQIX

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Peter Van Camp

Director

Period of report

Feb 15, 2019

Accepted (ET)

Feb 20, 2019 · 6:34 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001101239

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Feb 15, 2019	M	601	$0.00	A	8,024	D
Common Stock	Feb 15, 2019	M	576	$0.00	A	8,600	D
Common Stock^F2	Feb 19, 2019	S	30	$419.035	D	8,570	D
Common Stock^F3	Feb 19, 2019	S	23	$420.0913	D	8,547	D
Common Stock	Feb 19, 2019	S	10	$420.80	D	8,537	D
Common Stock^F4	Feb 19, 2019	S	30	$422.4033	D	8,507	D
Common Stock^F5	Feb 19, 2019	S	80	$424.285	D	8,427	D
Common Stock^F6	Feb 19, 2019	S	30	$425.3817	D	8,397	D
Common Stock^F7	Feb 19, 2019	S	80	$426.4831	D	8,317	D
Common Stock^F8	Feb 19, 2019	S	91	$427.5596	D	8,226	D
Common Stock^F9	Feb 19, 2019	S	60	$428.3958	D	8,166	D
Common Stock^F10	Feb 19, 2019	S	30	$429.48	D	8,136	D
Common Stock^F11	Feb 19, 2019	S	111	$431.3525	D	8,025	D
Common Stock	Feb 20, 2019	S	200	$428.10	D	7,825	D
Common Stock^F13	Feb 20, 2019	S	1,426	$429.9189	D	6,399	D
Common Stock^F14	Feb 20, 2019	S	882	$431.0174	D	5,517	D
Common Stock^F15	Feb 20, 2019	S	259	$431.7027	D	5,258	D
Common Stock	Feb 20, 2019	S	76	$433.47	D	5,182	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F16,F17	$0.00	Feb 15, 2019	M	601	D	—	—	Common Stock	601	0	D
Restricted Stock Units^F18,F17	$0.00	Feb 15, 2019	M	576	D	—	—	Common Stock	576	575	D

Explanation of responses

F1Shares were sold pursuant to a 10b5-1 Trading Plan in order to raise funds to pay the required withholding tax pursuant to the vesting of RSUs.
F10The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $429.43 to $429.52 inclusive.
F11The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $431.02 to $431.415 inclusive.
F12Shares were sold pursuant to a 10b5-1 Trading Plan
F13The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $429.46 to $430.19, inclusive. The reporting person undertakes to provide to Equinix, Inc, any security holder of Equinix Inc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 14 and 15 to this Form 4.
F14The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $430.47 to $431.14 inclusive.
F15The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $431.61 to $431.84 inclusive.
F16On March 16, 2016, the reporting person was granted performance restricted stock units, the vesting of which was subject to both continued service and the attainment of certain AFFO, Revenue and EBITDA targets for 2016. The Compensation Committee certified the degree to which the targets were achieved, therefore 50% of the award vested on February 17, 2017, 25% will vest on February 15, 2018 and the remaining 25% will on February 15, 2019, subject solely to continued service.
F17Restricted stock unit award expires upon reporting person's termination of employment.
F18On February 16, 2017, the reporting person was granted performance restricted stock units, the vesting of which was subject to both continued service and the attainment of certain AFFO, Revenue and EBITDA targets for 2017. The Compensation Committee certified the degree to which the targets were achieved, therefore 50% of the award vested on February 28, 2018, 25% will vest on February 15, 2019 and the remaining 25% will on February 15, 2020, subject solely to continued service.
F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $418.485 to $419.37, inclusive. The reporting person undertakes to provide to Equinix, Inc, any security holder of Equinix Inc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3 through 11 to this Form 4.
F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $419.71 to $420.485 inclusive.
F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $422.00 to $422.89 inclusive.
F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $423.86 to $424.78 inclusive.
F6The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $424.97 to $425.925 inclusive.
F7The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $426.005 to $426.85 inclusive.
F8The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $427.06 to $427.88 inclusive.
F9The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $428.12 to $428.71 inclusive.