SEC Form 4 · accession 0001645635-17-000004
EQUINIX INC · EQIX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Yau Tat Lee
Officer — President - Asia Pacific
Period of report
Jan 17, 2017
Accepted (ET)
Jan 19, 2017 · 8:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001101239
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 17, 2017 | M | 725 | $0.00 | A | 3,182 | D | |
| Common Stock | Jan 17, 2017 | M | 689 | $0.00 | A | 3,871 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock unitsF1,F2 | $0.00 | Jan 17, 2017 | M | 725 | D | — | — | Common Stock | 725 | 725 | D |
| Restricted Stock UnitsF3,F2 | $0.00 | Jan 17, 2017 | M | 689 | D | — | — | Common Stock | 689 | 1,377 | D |
Explanation of responses
- F1Vesting is dependent upon continuous active service as an employee, consultant or director of the Company or a subsidiary of the Company (Service) throughout the vesting period. The Restricted Stock Units shall vest as follows: 33.33% of the RSUs vesting on January 15, 2016 and an additional 33.33% of the RSUs vesting on January 15, 2017 and January 15, 2018.
- F2Restricted stock unit award expires upon reporting person's termination of employment.
- F3Vesting is dependent upon continuous active service as an employee, consultant or director of the Company or a subsidiary of the Company (Service) throughout the vesting period. The Restricted Stock Units shall vest as follows: 33.33% of the RSUs vesting on January 15, 2017 and an additional 33.33% of the RSUs vesting on January 15, 2018 and January 15, 2019.