SEC Form 4 · accession 0001645635-16-000015
EQUINIX INC · EQIX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher B Paisley
Director
Period of report
Nov 21, 2016
Accepted (ET)
Nov 23, 2016 · 5:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001101239
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 21, 2016 | M | 281 | $88.56 | A | 17,470 | I | Paisley Family Trust |
| Common Stock | Nov 21, 2016 | M | 219 | $89.23 | A | 17,689 | I | Paisley Family Trust |
| Common Stock | Nov 21, 2016 | S | 500 | $334.35 | D | 17,189 | I | Paisley Family Trust |
| Common StockF2 | holding | — | — | — | 318 | I | By Trust for Son | |
| Common StockF2 | holding | — | — | — | 318 | I | By Trust for Son | |
| Common StockF3 | holding | — | — | — | 209 | I | By Trust for Brother |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF4 | $88.56 | Nov 21, 2016 | M | 281 | D | — | Jun 12, 2018 | Common Stock | 281 | 1,593 | D |
| Stock OptionsF4 | $89.23 | Nov 21, 2016 | M | 219 | D | — | Jul 19, 2017 | Common Stock | 219 | 0 | D |
Explanation of responses
- F1Shares were sold pursuant to a 10b5-1 Trading Plan.
- F2By trust for son
- F3By trust for brother
- F4Options are vested in full.