SEC Form 4 · accession 0001643877-15-000015
EQUINIX INC · EQIX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher B Paisley
Director
Period of report
Aug 14, 2015
Accepted (ET)
Aug 17, 2015 · 8:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001101239
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 14, 2015 | M | 1,120 | $92.65 | A | 16,922 | I | Paisley Family Trust |
| Common Stock | Aug 14, 2015 | M | 880 | $91.95 | A | 17,802 | I | Paisley Family Trust |
| Common StockF2 | Aug 14, 2015 | S | 900 | $282.9678 | D | 16,902 | I | Paisley Family Trust |
| Common StockF3 | Aug 14, 2015 | S | 300 | $283.9564 | D | 16,602 | I | Paisley Family Trust |
| Common StockF4 | Aug 14, 2015 | S | 700 | $285.1429 | D | 15,902 | I | Paisley Family Trust |
| Common Stock | Aug 14, 2015 | S | 100 | $286.39 | D | 15,802 | I | Paisley Family Trust |
| Common StockF5 | holding | — | — | — | 307 | I | By Trust for Son | |
| Common StockF5 | holding | — | — | — | 307 | I | By Trust for Son | |
| Common StockF6 | holding | — | — | — | 204 | I | By Trust for Brother |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF7 | $92.65 | Aug 14, 2015 | M | 40 | D | — | Jul 19, 2017 | Common Stock | 40 | 0 | D |
| Stock OptionsF7 | $92.65 | Aug 14, 2015 | M | 1,080 | D | — | Jul 19, 2017 | Common Stock | 1,080 | 2,500 | D |
| Stock OptionsF7 | $91.95 | Aug 14, 2015 | M | 880 | D | — | Jun 12, 2018 | Common Stock | 880 | 1,670 | D |
Explanation of responses
- F1Shares were sold pursuant to a 10b5-1 Trading Plan.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $282.37 to $283.29, inclusive. The reporting person undertakes to provide to Equinix, Inc, any security holder of Equinix Inc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2, 3 and 4 to this Form 4.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $283.70 to $284.37, inclusive
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $285.11 to $285.30, inclusive
- F5By trust for son
- F6By trust for brother
- F7Options are vested in full.