SEC Form 4 · accession 0001290473-16-000126
EQUINIX INC · EQIX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nanci Caldwell
Director
Period of report
May 27, 2016
Accepted (ET)
Jun 1, 2016 · 8:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001101239
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 27, 2016 | M | 389 | $0.00 | A | 389 | I | Caldwell-Kwicinski Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF3,F1 | $0.00 | May 27, 2016 | M | 389 | D | — | — | Common Stock | 389 | 0 | D |
| Restricted Stock UnitF2,F1 | $0.00 | Jun 1, 2016 | A | 683 | A | — | — | Common Stock | 683 | 683 | D |
Explanation of responses
- F1Restricted Stock Unit award expires upon reporting person's terminiation of service.
- F2The Restricted Stock Units shall vest on the earlier of (i) the one year anniversary of the grant date or (ii) if the person does not stand for re-election as a director of the Company, the date of the regular meeting of the Company's stockholders held in the calendar year susequent to the grant date; provided that the reporting person in continuous service through such vesting date.
- F3The Restricted Stock Units shall vest on the one year anniversary of the regular meeting of the Company's stockholders held in the prior calendar year provided that the reporting person remains in continuous Service through such vesting date.