SEC Form 4 · accession 0001290473-16-000119
EQUINIX INC · EQIX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Irving F Lyons III
Director
Period of report
May 9, 2016
Accepted (ET)
May 11, 2016 · 6:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001101239
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 9, 2016 | M | 15,887 | $0.00 | A | 27,200 | D | |
| Common StockF1 | May 9, 2016 | S | 8,000 | $341.7057 | D | 19,200 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $81.23 | May 9, 2016 | M | 7,414 | D | — | Feb 15, 2017 | Common Stock | 7,414 | 0 | D |
| Stock OptionsF3 | $81.23 | May 9, 2016 | M | 8,473 | D | — | Feb 15, 2017 | Common Stock | 8,473 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $341.60 to $341.785, inclusive. The reporting person undertakes to provide to Equinix, Inc, any security holder of Equinix Inc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges for this Form 4.
- F2Options granted pursuant to the 2000 Director Plan. Options are vested in full.
- F3Options granted pursuant to the 2000 Equity Incentive Plan. Options are vested in full.