SEC Form 4 · accession 0001290473-16-000112
EQUINIX INC · EQIX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karl Strohmeyer
Officer — President, Americas
Period of report
Mar 1, 2016
Accepted (ET)
Mar 3, 2016 · 6:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001101239
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 1, 2016 | M | 2,143 | $0.00 | A | 2,550 | D | |
| Common StockF2 | Mar 2, 2016 | S | 257 | $300.6284 | D | 2,293 | D | |
| Common StockF3 | Mar 2, 2016 | S | 729 | $301.9676 | D | 1,564 | D | |
| Common StockF4 | Mar 2, 2016 | S | 655 | $303.0668 | D | 909 | D | |
| Common StockF5 | Mar 2, 2016 | S | 502 | $305.4683 | D | 407 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF6,F7 | $0.00 | Mar 1, 2016 | M | 2,143 | D | — | — | Common Stock | 2,143 | 2,143 | D |
Explanation of responses
- F1Shares were sold pursuant to a 10b5-1 Trading Plan
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $300.37 to $300.86 inclusive. The reporting person undertakes to provide to Equinix, Inc, any security holder of Equinix Inc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3 through 5 to this Form 4.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $301.73 to $302.23 inclusive.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $302.77 to $303.53 inclusive.
- F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $304.01 to $307.71 inclusive.
- F6Vesting is dependent upon continuous active service as an employee, consultant or director of the Company or a subsidiary of the Company (Service) throughout the vesting period. The Restricted Stock Units shall vest as follows: 16.667% of the RSUs vesting on March 1, 2014 and an additional 16.667% of the RSUs vesting on each September 1st and March 1st thereafter until fully vested.
- F7Restricted stock unit award expires upon reporting person's termination of employment.