SEC Form 4 · accession 0001290473-15-000072
EQUINIX INC · EQIX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher B Paisley
Director
Period of report
Nov 13, 2015
Accepted (ET)
Nov 17, 2015 · 5:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001101239
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 13, 2015 | M | 1,038 | $89.23 | A | 17,268 | I | Paisley Family Trust |
| Common Stock | Nov 13, 2015 | M | 1,038 | $88.56 | A | 18,306 | I | Paisley Family Trust |
| Common StockF2 | Nov 13, 2015 | S | 145 | $291.2266 | D | 18,161 | I | Paisley Family Trust |
| Common StockF3 | Nov 13, 2015 | S | 700 | $292.6457 | D | 17,461 | I | Paisley Family Trust |
| Common StockF4 | Nov 13, 2015 | S | 531 | $293.8031 | D | 16,930 | I | Paisley Family Trust |
| Common StockF5 | Nov 13, 2015 | S | 500 | $294.726 | D | 16,430 | I | Paisley Family Trust |
| Common StockF6 | Nov 13, 2015 | S | 200 | $295.615 | D | 16,230 | I | Paisley Family Trust |
| Common StockF7 | holding | — | — | — | 318 | I | By Trust for Son | |
| Common StockF7 | holding | — | — | — | 318 | I | By Trust for Son | |
| Common StockF8 | holding | — | — | — | 209 | I | By Trust for Brother |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF9 | $89.23 | Nov 13, 2015 | M | 1,038 | D | — | Jul 19, 2017 | Common Stock | 1,038 | 1,558 | D |
| Stock OptionsF9 | $88.56 | Nov 13, 2015 | M | 1,038 | D | — | Jun 12, 2018 | Common Stock | 1,038 | 696 | D |
Explanation of responses
- F1Shares were sold pursuant to a 10b5-1 Trading Plan.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $291.13 to $291.27, inclusive. The reporting person undertakes to provide to Equinix, Inc, any security holder of Equinix Inc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2, 3 and 4 to this Form 4.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $292.20 to $293.17, inclusive
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $293.26 to $294.18, inclusive
- F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $294.35 to $295.04 inclusive
- F6The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $295.40 to $295.83
- F7By trust for son
- F8By trust for brother
- F9Options are vested in full.