SEC Form 4 · accession 0001290473-15-000071
EQUINIX INC · EQIX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher B Paisley
Director
Period of report
Nov 10, 2015
Accepted (ET)
Nov 13, 2015 · 4:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001101239
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 10, 2015 | A | 428 | $0.00 | A | 16,230 | I | Paisley Family Trust |
| Common StockF1,F2 | Nov 10, 2015 | A | 11 | $0.00 | A | 318 | I | By Trust for Son |
| Common StockF1,F2 | Nov 10, 2015 | A | 11 | $0.00 | A | 318 | I | By Trust for Son |
| Common StockF1,F3 | Nov 10, 2015 | A | 5 | $0.00 | A | 209 | I | By Trust for Brother |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4 | $0.00 | Nov 10, 2015 | A | 34 | A | — | — | Common Stock | 959 | 959 | D |
Explanation of responses
- F1This report reflects shares received by the Reporting Person as a result of the Reporting Person's receipt of the pro rata portion of a special distribution declared by the Board of Directors of the issuer on September 28, 2015 and paid on November 10, 2015 (the "Special Distribution").
- F2By trust for son.
- F3By trust for brother
- F4Includes 34 additional unvested restricted stock units ("RSUs") allocated on November 10, 2015 in connection with the Special Distribution and associated with the previously reported RSU grant received by the Reporting Person on May 27, 2015. The Restricted Stock Units shall vest on the earlier of (i) the one-year anniversary of the grant date or (ii) if the Reporting Person does not stand for re-election as a director of the Company, the date of the regular meeting of the Company's stockholders held in the calendar year subsequent to the grant date; provided that, in either case, the Reporting Person remains in continuous Service through such vesting date.